UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): June 24, 2022 (
(Exact name of Registrant as Specified in Its Charter)
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(State or Other Jurisdiction of Incorporation) |
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(IRS Employer Identification No.) |
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(Address of Principal Executive Offices) |
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(Zip Code) |
Registrant’s Telephone Number, Including Area Code: (
Not Applicable
(Former Name or Former Address, if Changed Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered pursuant to Section 12(b) of the Act:
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Title of each class |
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Trading Symbol(s) |
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Name of each exchange on which registered |
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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).
Emerging growth company
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 5.07 Submission of Matters to a Vote of Security Holders.
C4 Therapeutics, Inc. (the “Company”) held its Annual Meeting of Stockholders on June 22, 2022 (the “Annual Meeting”). The following is a summary of the matters voted on at the Annual Meeting.
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a) |
The stockholders of the Company elected each of Bruce Downey and Glenn Dubin as Class II directors, to hold office until the 2025 annual meeting of stockholders and until their respective successors have been duly elected and qualified. The results of the stockholders’ vote with respect to the election of the Class II directors were as follows: |
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Name |
Votes For |
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Votes Withheld |
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Broker Non-Votes |
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Bruce Downey |
16,221,318 |
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13,812,875 |
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11,471,383 |
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Glenn Dubin |
18,740,397 |
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11,293,796 |
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11,471,383 |
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b) |
The stockholders of the Company cast a non-binding, advisory vote on the frequency of future non-binding, advisory votes to approve the compensation of the Company’s named executive officers. The results of the stockholders’ vote with respect to this proposal were as follows: |
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One Year |
Two Years |
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Three Years |
Abstain |
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Broker Non-Votes |
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29,265,694 |
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8,439 |
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333,206 |
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426,854 |
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11,471,383 |
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c) |
The stockholders of the Company cast a non-binding, advisory vote to approve the compensation of the Company’s named executive officers. The results of the stockholders’ vote with respect to this proposal were as follows: |
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Votes For |
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Votes Against |
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Abstain |
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Broker Non-Votes |
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29,207,646 |
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262,241 |
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564,306 |
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11,471,383 |
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d) |
The stockholders of the Company ratified the selection of KPMG LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2022. The results of the stockholders’ vote with respect to this ratification proposal were as follows: |
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Votes For |
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Votes Against |
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Abstain |
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Broker Non-Votes |
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41,468,547 |
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25,815 |
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11,214 |
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0 |
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No other matters were submitted to or voted on by the Company’s stockholders at the Annual Meeting.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
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C4 Therapeutics, Inc. |
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Date: June 24, 2022 |
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By: |
/s/ Jolie M. Siegel |
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Jolie M. Siegel |
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Chief Legal Officer |